Teri L. Mosier
"Trying to Cure a Seven-Year Itch":
The ADA Defense in Termination of Parental Rights Actions
In 1990, Congress found that over 43 million Americans with disabilities faced "serious
and pervasive" discrimination without a legal recourse in a number of "critical areas" including
"public accommodations," "institutionalization," and "access to public services."(1)
In response to
such discrimination, Congress unanimously enacted with the Americans with Disabilities Act.(2)
Heralded as a major piece of civil rights legislation, the ADA was to end discrimination against
people with disabilities at all levels of society. [The ADA] is powerful in its simplicity, it will ensure that people with disabilities
are given the basic guarantees for which they have worked so long and so hard:
independence, freedom of choice, control of their lives, the opportunity to blend
fully and equally into the rich mosaic of the American mainstream.(3)
Five titles, each with a purpose or area of coverage, comprise the ADA. Title I prohibits
employment discrimination in private sector employment.(4)
Title II prohibits discrimination in the
provision of services, programs, or activities by public entities and incorporates the provisions of
Titles III and I.(5)
Title III covers public accommodation services provided by private entities.(6)
Additionally, it requires architectural modifications to new construction(7)
and transportation.(8)
Title IV covers telecommunications.(9)
Title V is the miscellaneous provision section.(10)
A
significant miscellaneous provision denies state immunity under the Eleventh Amendment and
subjects the states to all the remedies, both legal and equitable, available against private
organizations.(11)
Part I: Introduction This note concerns the ADA as it specifically applies to the states through Title II's public
entity coverage(12)
and will explore whether the ADA applies to state protective agencies during
actions to terminate parental rights (TPR) and if the ADA is a valid defense to TPR.(13)
Under the
Act a public entity is defined as "any state or local government" or "any department, agency,
special purpose district, or other instrumentality of a state or states or local government."(14)
Therefore, Title II applies to executive, legislative and judicial branches of all state and local
governments.(15)
Public entities may not, on the basis of disability, exclude an individual with a
disability from participating or receiving the benefits of any of the entity's services, programs, or
activities, nor may they subject disabled individuals to discrimination.(16)
In addition, the Act
prohibits public entities from perpetuating another public entity's discrimination if both entities
share common administrative control or are agencies of the same state.(17)
In spite of this clear language, compliance with the ADA has been grudgingly slow.(18)
Even courts have been reluctant to bring themselves into compliance with the ADA.(19)
In addition,
the judiciary has been hesitant on the state level to apply the ADA to state law.(20)
One such area
has been in state court TPR actions. Because the termination of a parent's rights affects a fundamental liberty interest,(21)
such
actions are among the most severe actions found in family courts.(22)
State protective agencies are
the largest source of termination of parental rights actions outside of divorce.(23)
When the state suspects child abuse or neglect, the state's protective agency is sent to
investigate.(24)
The agency may undertake a number of actions ranging from mere investigation to
TPR.(25)
Each day in courtrooms across the United States, a recurring drama
unfolds. Parents who want to maintain a relationship with their child will be told
they cannot because, in the state's view, they are unfit beyond redemption. They
will be told that the companionship, custody and care of their child will be forever
denied to them. They will no longer have the right to participate in their child's
upbringing, or even to visit the child. The child will permanently lose the
connection to his or her natural family. If the child is not subsequently adopted,
that child will forever remain a judicially mandated orphan.(26)
A disabled parent raises the ADA defense when the agency refuses to provide family
reunification services on the basis of the parent's disability, refuses to provide "reasonable
accommodations" for family reunification services or makes a determination to seek TPR based
on the parent's disability. The parent is essentially alleging "but for" the way the agency
responded to the parent's disability, family reunification would have been achievable. The parent
may seek a number of different remedies depending on the alleged violation: 1) the court's
rejection of the TPR petition, as unsupported or made in bad faith, or appellate reversal on the
same grounds; 2) additional time to investigate and propose accommodations; or, 3) additional
time to attempt rehabilitation and subsequent reunification after the re-provision of services with
the requested accommodations.(27)
Part II of this note summarizes and analyzes four state court
cases where disabled parents raised ADA defenses to TPR actions. Part III summarizes the
analytical failings of those state court decisions. Part IV presents the appropriate state court
analysis for ADA defenses raised in TPR cases. Part V uses cases that appeared before state
courts to suggest ways that courts, protective agencies, and practitioners can better accommodate
disabled parties in family disputes. Part II: Four Adjudications of the ADA defense in TPR Four state courts have addressed the attempted use of a state protective agency's ADA
violation as a defense in TPR. The first case attempting an ADA defense was In re Torrance P.,(28)
in which an illiterate, developmentally disabled father alleged that the state protective agency
violated the ADA when it failed to provide affirmative services beyond those normally provided
for non-disabled parents.(29)
The father alleged the failure to accommodate substantially caused the
TPR order,(30)
and should thus invalidate the order.(31)
The failure to accommodate rested primarily
on the case worker's written correspondence with the illiterate father.(32)
However, the trial court
found that the father failed to show he was unable to find someone to read the letters to him.(33)
Additionally, eight or ten verbal conversations occurred between the father and the caseworker
which substantially contained all the information in the correspondence.(34)
Further, the case
worker testified that she was only aware that the father was "slow" and not that he was illiterate.(35)
The court held the agency efforts had been "diligent" as required under the Wisconsin statute,
which determined the level of adequate services based, in part, on the father's disability.(36)
In
addition to holding the father's children in foster care for four years, the agency had also assisted
the father after his alcoholism treatment by modifying the reunification plan to accommodate his
new sobriety.(37)
The court held alleged ADA violations do not provide a defense under the TPR
statute, because the TPR statute, not the ADA, regulates agency conduct.(38)
Therefore, the
agency's actions and burden of proof were unaltered by the ADA.(39)
The court further reasoned
the father could still sue the agency for any ADA violation, in a separate proceeding.(40)
The
Torrance court noted Buhl v. Hannigan(41)
and Aquaro v. Zoning Board of Adjustment,(42)
as
reasoning that "Congress did not intend to change the obligations imposed by unrelated
statutes."(43)
Low functioning adult parents attempted to use the ADA as a defense in Stone v. Daviess
County Division of Children & Family Services,(44)
by claiming that services provided by the state
protective agency were insufficient to assist them with family reunification.(45) The five school-age
children were removed due to sexual abuse of one daughter by her grandfather, unsafe and
unsanitary conditions in the home, improper hygiene, nutrition, medical care and supervision.(46)
The protective agency also believed the children had received excessive discipline and the father
admitted using a belt.(47) During the four years the children were in foster care, the parents
participated in all agency provided services "including parenting classes, homemaker services,
visitation provisions, family counseling and individual counseling."(48)
Both parents continued to
deny that the children were abused or neglected and insisted they had no parenting defects.(49)
However, the children showed substantial emotional and psychological problems, including a lack
of potty training in the ten year old twins.(50)
After four years of foster care the children were still
suffering the effects of prolonged abuse.(51)
The Stone court initially noted most courts faced with
the issue avoid addressing the ADA defense in TPR by simply holding that the agency had
complied with the ADA.(52) The court then recounted Torrance and found it limitedly applicable
because the holding was based on a substantial conflict between the ADA and Wisconsin law.(53)
However, relying heavily on the Torrance finding that Congress did not intend to affect unrelated
laws,(54)
the Stone court held the ADA does not invoke the Supremacy Clause.(55)
The court found
this holding in Torrance even more applicable to the Indiana statute because parenting services(56)
are not required.(57)
The court noted however, that if the statutory scheme had required service
provision to all parents, then service provision which violated the ADA would create a defense to
TPR.(58) In addition, the court held that when the protective agency provides services it must
comply with the ADA.(59)
The Stone court, however, found the agency did comply with the ADA.(60)
The court also noted that disability alone is not a sufficient basis on which to order TPR, and is
but one factor to be considered when determining parental fitness.(61)
In re B.S. the third case to address the ADA defense to TPR,(62)
involved a mentally
retarded mother who alleged her disability necessitated assisted parenting.(63)
The state protective
agency originally obtained temporary custody of B.S. on the day he was born, based on previous
abuse of two siblings already in foster care.(64)
Two weeks after obtaining custody pursuant to
written agreement the agency placed B.S. with his mother in a residential assisted parenting
center.(65)
After two weeks of caring for the infant, the mother left the child unattended and went
to visit the child's father.(66)
The protective agency immediately placed B.S. back in foster care.(67)
The agency agreed to continue reunification efforts with the mother if she enrolled in an extensive
parenting skills program. However, even with social worker assistance, the mother made only
minimal progress in the program.(68)
When informed that the agency was anticipating filing TPR,
the mother requested consideration of alternative placement with a relative in New Hampshire,
who offered to assist the mother in parenting the infant.(69)
The court granted a continuance to
provide New Hampshire time to investigate the fitness of the proposed home.(70)
Although the
parties waited for months, a fitness report from New Hampshire never arrived, and inquires
suggested the delay would last several more months.(71)
Near the child's first birthday, the agency
moved for TPR.(72)
The mother countered with a suggestion of immediate interim placement of the
child with the mother's aunt in-state.(73)
The trial court refused to consider the interim placement or
delay further for the New Hampshire assessment because the mother had been unable to
sufficiently improve her parenting skills, and therefore TPR was in the child's best interests.(74)
The
family court found the agency failed to treat the mother with respect and compassion, was
generally demeaning to her, and intimidated and ignored the mother during visitation.(75)
In
addition, the agency failed to respond to simple requests for grandparent visitation and family
photographs.(76)
After indicating its discomfort with the agency's treatment of the mother, the
family court held the issue was not whether the agency violated the ADA, but rather whether
violation of the ADA was a defense to a TPR proceeding.(77) On appeal the mother claimed that by failing to consider alternative placements with family
members willing to provide her such assistance, the agency violated the ADA.(78)
The appeals court
agreed with the family court that the ADA was not a defense to TPR, reasoning that "TPR
proceedings were not 'services, programs or activities' within the meaning of the Act."(79) and Aquaro v. Zoning Board of Adjustment,(81)
without
discussion.(82)
The higher court then noted that even if the ADA did apply to TPR actions, the
statute itself was neutral because mental retardation was not a basis for terminating parental
rights.(83)
The court rejected the mother's appellate argument that the ADA required the state
protective agency to provide services appropriate for her disability, and the agency's refusal was
responsible in whole or in part for the TPR order.(84)
The appeals court held the limited jurisdiction
of juvenile court prohibited consideration of "side issues that do not directly concern the status of
the juvenile before it."(85)
The court reasoned grafting of ADA requirements into "unrelated
statutes" was not required because the ADA does not specifically list TPR denial as a remedy to
violation.(86)
It denied the mother's argument that the right of action under the ADA created a
defense claim in TPR because the listed remedies under the ADA do not include relief from
TPR.(87)
The court then cited Torrance and Stone for support of its holdings.(88)
In re B.S. is distinguishable from Torrance and Stone as the only case in which a lower
court found evidence of discrimination based on disability. In both Torrance and Stone, the actual
accommodations made by the protective agencies may have been sufficient under the ADA,
because neither parent was able to show a different result would have been reached had additional
accommodations been provided, or even articulate what those accommodations might have been.
In B.S., however, it is very clear that provision of the requested accommodations might have
resulted in the mother retaining her parental rights. Although the record is unclear, the agency's
actions seem to indicate that it was a belief that the father had physically abused the couples other
children, which resulted in the agency taking custody of B.S. at birth. The agency never evaluated
the alternative placements. The agency's failure to accommodate the mother's requests for
visitation arguably resulted in the stagnation of the mother's bond and ability to care for her child,
that was the ultimate reason for terminating parental rights. There is also no indication in the
record whether the court provided legal counsel to the mother before the termination proceeding,
although the child's removal and the discrimination began a year earlier. The fourth and final case is J.T. v. Arkansas Department of Human Services.(89)
J.T. was a
TPR proceeding involving a mother, J.T., and her eleven-year-old daughter, T.T., who were both
mentally ill.(90)
Specifically, the mother suffered from bi-polar disorder(91)
that untreated rendered her
a delusional paranoid, constantly homeless and on the move from one shelter or even one state to
another.(92)
The daughter began to experience shared psychotic disorder(93)
and exhibited
parentified(94)
behavior.(95)
The protective agency became involved after complaints from the school
that the mother physically dragged her child into the school, disrupted school by swearing at
school officials and the daughter exhibited symptoms of mental illness.(96)
The court removed the
daughter by emergency order and placed her in residential psychiatric treatment as part of the
rehabilitation plan.(97)
The family court also ordered the daughter to participate in family therapy
with her mother and ordered the mother to undergo psychiatric treatment.(98)
The daughter
improved and was released into foster care, but regressed during therapy sessions with her
mother.(99)
The daughter's therapist terminated visitation and family therapy, recommending
adoption of the daughter,(100)
as the daughter, then eleven wished.(101)
Despite the court order to do
so, the state protective agency did not supply the mother with counseling until nineteen months
later.(102)
The mother complied with all court orders and showed improvement in counseling.(103)
The mother's therapist testified reunification was best for the mother but that it needed to occur
slowly and in steps.(104)
The state's therapist testified based on initial contact at intake two years
prior, which the therapist terminated based on fear of then untreated mother.(105)
Based on this sole
interview, the state therapist testified that the mother was incapable of parenting her daughter
because the daughter was high-risk, and that a bipolar person would never be able to cope with
the daughter's tantrums.(106)
The trial court noted the mother had a strong bond with her child, but
the child wished termination and immediate normalcy, which her mother could not yet provide.(107)
Since the standard is the best interests of child, the trial court ordered TPR.(108)
The mother
appealed alleging violation of ADA and Arkansas statute requiring the protective agency to
comply with the ADA.(109)
Mother's first argument was that daughter's therapist terminated
visitation based on her disability without consideration of reasonable accommodations.(110)
Additionally, the mother argued that the state therapist's determination that the mother was a
threat to her daughter violated the ADA because it was based on a stereotype of mother's
disability and not an individualized assessment.(111)
The family court responded to the ADA arguments by noting it had taken the same action
when parents were not disabled, and had allowed retention of custody when parents were
disabled.(112)
Therefore, the family court concluded it did not discriminate based on disability.(113)
The appeals court noted that the mother did not offer any examples of accommodations
that should have been provided.(114)
In addition, ADA discrimination under Title II was a matter of
first impression, requiring review of other state's cases.(115)
The court cited Torrance for the
proposition that ADA actions were separate from family court actions.(116)
The court next
examined C.M.,(117)
a case in which the ADA defense was not allowed because the issue was not
argued at the lower level, which the J.T. court interpreted to suggest that provision of many
accommodations was proof of no violation.(118)
Finally, the court turned to Stone for authority that
when both children and parents suffer disabilities the child's needs become paramount under the
"best interests of the child" standard.(119)
However, the court noted Stone largely relied on parents'
denial of need for services.(120)
Turning next to the state statutory language the J.T. court stressed
the law required that the protective service agency made a "meaningful effort" which includes
"reasonable accommodations."(121)
The sole relevant inquiry was whether the protective agency
provided reasonable accommodations to assist with reunification.(122)
The appeals court found that
the long list of services provided to the mother was sufficient to rebut the allegation of failure to
accommodate.(123)
Further, the denial of the mother's visitation did not occur until it was
"detrimental" to the daughter.(124)
The court rejected the mother's second argument that denial of individual assessment of
any threat mother posed to daughter was a violation of the ADA.(125)
Because the threat
determination was based solely on the effect mother had on the daughter, and not a perceived
defect in the mother, the decision was not based on the mother's disabled status.(126)
Finally, the
court held that even if the agency violated mother's ADA rights, the TPR decision was proper.(127)
The dissent argued forcefully that TPR was improper because the evidence was
insufficient to demonstrate the mother was incapable of becoming a fit parent, as constitutionally
required.(128)
Further, that the rule for TPR is that the court must find mental illness will render the
parent unable to be fit in the "foreseeable future."(129)
The dissent rejected the state therapist's
statement that mother's bipolar condition made her incapable of handling her daughter as
stereotypical evidence which the ADA prohibits.